STATEMENT FOR

CERTIFIED HIGH NET WORTH INVESTOR

I make this statement so that I can receive promotional communications which are exempt from the restriction on promotion of non-readily realisable securities. The exemption relates to certified high net worth investors and I declare that I qualify as such because at least one of the following applies to me:

  1. 1. I had, throughout the financial year immediately preceding the date below, an annual income to the value of £100,000 or more. Annual income for these purposes does not include money withdrawn from my pension savings (except where the withdrawals are used directly for income in retirement).
  2. 2. I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:
    1. a. the property which is my primary residence or any money raised through a loan secured on that property;
    2. b. any rights of mine under a qualifying contract of insurance;
    3. c. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled; or
    4. d. any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-readily realisable securities.

STATEMENT FOR

SELF-CERTIFIED SOPHISTICATED INVESTOR

I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-readily realisable securities. I understand that this means:

  1. 1. I can receive promotional communications made or approved by a person who is authorised by the Financial Conduct Authority which relate to investment activity in non-readily realisable securities;
  2. 2. the investments to which the promotions will relate may expose me to a significant risk of losing all the property invested.

I am a self-certified sophisticated investor because at least one of the following applies:

  1. 1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  2. 2. I have made more than one investment in an unlisted company in the two years prior to the date below;
  3. 3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  4. 4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all the money or other property invested. I am aware that it is open to me seek advice from someone who specialises in advising on non-readily realisable securities.

STATEMENT FOR

RESTRICTED INVESTOR

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor. I declare that I qualify as a restricted investor because:

  1. 1. In the twelve months preceding the date below, I have not invested more than 10% of my net assets in non-readily realisable securities; and
  2. 2. I undertake that in the twelve months following the date below, I will not invest more than 10% of my net assets in non-readily realisable securities.

Net assets for these purposes do not include:

  1. 1. The property which is my primary residence, or any money raised through a loan secured on that property;
  2. 2. Any rights of mine under a qualifying contract of insurance;
  3. 3. Any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be entitled; or
  4. 4. Any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-readily realisable securities.